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Tuesday, April 23, 2013
Problems With SEC Whistleblower Program
The New York Times reports in its Wednesday editions about various missteps and infrequent successes of its still-young whistleblower program for people who discover or uncover suspected fraud or other corporate wrongdoing.
Of course, there are some serious and highly problematic exceptions to the program, as I detailed back in 2010. I also wrote in 2011 that the SEC's proposal -- since implemented as part of the Dodd Frank financial reform law -- would help to intimidate whistleblowers instead of successfully bringing them and their information out from the shadows.